Regulatory Compliance for Banks and Financial Institutions

As financial organizations seek ways to improve collaboration and gain a competitive edge, regulators are not making it easy to achieve seamless communication.

This white paper describes how the following legislation and regulatory organizations impacts the communication environment within banks and financial companies:

  • Sarbanes-Oxley Act of 2002
  • Dodd-Frank Wall Street Reform and Consumer Protection Act
  • Office of the Comptroller of the Currency (OCC)
  • The Financial Regulatory Authority (FINRA)

NetSfere provides financial organizations with the tools to improve communication while reducing the risk of data loss or security breaches. You team members need a powerful, compliant messaging platform that is specifically built to meet the financial sector’s unique needs and challenges.

Prefer to have a consultation with one of our messaging deployment experts? If so, get in touch.